| Fiscal period | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 |
|---|
| Period End Date | 12/31/2021 | 12/31/2020 | 12/31/2019 | 12/31/2018 | 12/31/2017 | 12/31/2016 | 12/31/2015 | 12/31/2014 | 12/31/2013 | 12/31/2012 |
|---|
| Commissions and fees | 3,619.00 | 3,548.00 | 2,988.00 | 3,199.00 | 3,051.00 | 3,208.00 | 3,320.00 | 3,316.00 | 3,255.00 | 3,161.00 |
| Investment banking | 14,168.00 | 9,141.00 | 6,798.00 | 7,430.00 | 7,076.00 | 6,273.00 | 7,027.00 | 6,464.00 | 6,004.00 | 4,941.00 |
| Trading and principal investments | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Other principal transactions | 11,671.00 | 4,651.00 | 6,052.00 | 5,906.00 | 5,951.00 | 3,382.00 | 5,018.00 | 6,588.00 | 6,993.00 | 5,865.00 |
| Market making | 15,352.00 | 15,546.00 | 10,157.00 | 9,724.00 | 7,853.00 | 9,933.00 | 9,523.00 | 8,365.00 | 9,368.00 | 11,348.00 |
| Investment Management | 8,059.00 | 6,923.00 | 6,189.00 | 6,590.00 | 5,867.00 | 5,407.00 | 5,868.00 | 5,748.00 | 5,194.00 | 4,968.00 |
| Interest income | 12,120.00 | 13,689.00 | 21,738.00 | 19,679.00 | 13,113.00 | 9,691.00 | 8,452.00 | 9,604.00 | 10,060.00 | 11,381.00 |
| Interest expense | (5,650.00) | (8,938.00) | (17,376.00) | (15,912.00) | (10,181.00) | (7,104.00) | (5,388.00) | (5,557.00) | (6,668.00) | (7,501.00) |
| Cost of power generation | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Total Revenues | 59,339.00 | 44,560.00 | 36,546.00 | 36,616.00 | 32,730.00 | 30,790.00 | 33,820.00 | 34,528.00 | 34,206.00 | 34,163.00 |
| Brokerage, clearing and exchange fees | -- | -- | -- | -- | 2,876.00 | 2,823.00 | 2,576.00 | 2,501.00 | 2,341.00 | 2,208.00 |
| Depreciation and amortization | 2,015.00 | 1,902.00 | 1,704.00 | 1,328.00 | 1,152.00 | 998.00 | 991.00 | 1,337.00 | 1,322.00 | 1,738.00 |
| Amortization of identifiable intangible assets | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Amortization of employee initial public offering and acquisition awards | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Communications and technology | 1,573.00 | 1,347.00 | 1,167.00 | 1,023.00 | 897.00 | 809.00 | 806.00 | 779.00 | 776.00 | 782.00 |
| Professional fees | 1,648.00 | 1,306.00 | 1,316.00 | 1,214.00 | 1,165.00 | 1,081.00 | 963.00 | 902.00 | 930.00 | 867.00 |
| Market development | 553.00 | 401.00 | 739.00 | 740.00 | 588.00 | 457.00 | 557.00 | 549.00 | 541.00 | 509.00 |
| Compensation and benefits | 17,719.00 | 13,309.00 | 12,353.00 | 12,328.00 | 11,653.00 | 11,448.00 | 12,678.00 | 12,691.00 | 12,613.00 | 12,944.00 |
| Occupancy | 981.00 | 960.00 | 1,029.00 | 809.00 | 733.00 | 788.00 | 772.00 | 827.00 | 839.00 | 875.00 |
| Other expenses | (2,739.00) | (5,617.00) | (3,077.00) | (2,527.00) | (1,877.00) | (1,900.00) | (5,699.00) | (2,585.00) | (2,931.00) | (2,435.00) |
| Cost of power generation | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Nonrecurring employee initial public offering and acquisition awards | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Charitable contribution | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Provision for credit losses | (357.00) | (3,098.00) | (1,065.00) | (674.00) | (657.00) | (182.00) | -- | -- | -- | -- |
| U.K. bank payroll tax | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Insurance reserves | -- | -- | -- | -- | -- | -- | -- | -- | (176.00) | (598.00) |
| Transaction based | (4,710.00) | (4,141.00) | (3,513.00) | (3,492.00) | -- | -- | -- | -- | -- | -- |
| Total Operating Expenses | 31,938.00 | 28,983.00 | 24,898.00 | 23,461.00 | 20,941.00 | 20,304.00 | 25,042.00 | 22,171.00 | 22,469.00 | 22,956.00 |
| Pre-tax earnings | 27,044.00 | 12,479.00 | 10,583.00 | 12,481.00 | 11,132.00 | 10,304.00 | 8,778.00 | 12,357.00 | 11,737.00 | 11,207.00 |
| Current taxes:U.S.federal | 2,904.00 | 1,759.00 | 1,113.00 | 2,986.00 | 320.00 | 1,032.00 | 1,116.00 | 1,908.00 | 2,589.00 | 3,013.00 |
| Current taxes:State and local | 574.00 | 555.00 | 388.00 | 379.00 | 64.00 | 139.00 | (12.00) | 576.00 | 466.00 | 628.00 |
| Current taxes:Non-U.S | 1,926.00 | 1,539.00 | 950.00 | 1,302.00 | 1,004.00 | 1,184.00 | 1,166.00 | 901.00 | 613.00 | 447.00 |
| Deferred taxes:U.S.federal | 192.00 | (798.00) | (383.00) | (2,711.00) | 5,083.00 | 399.00 | 397.00 | 190.00 | (188.00) | (643.00) |
| Deferred taxes:State and local | 72.00 | (42.00) | (20.00) | 58.00 | 157.00 | 51.00 | 62.00 | 38.00 | 67.00 | 38.00 |
| Deferred taxes:Non-U.S | (259.00) | 7.00 | 69.00 | 8.00 | 218.00 | 101.00 | (34.00) | 267.00 | 150.00 | 249.00 |
| Provision for taxes | 5,409.00 | 3,020.00 | 2,117.00 | 2,022.00 | 6,846.00 | 2,906.00 | 2,695.00 | 3,880.00 | 3,697.00 | 3,732.00 |
| Net earnings | 21,635.00 | 9,459.00 | 8,466.00 | 10,459.00 | 4,286.00 | 7,398.00 | 6,083.00 | 8,477.00 | 8,040.00 | 7,475.00 |
| Preferred stock dividend | 484.00 | 544.00 | 569.00 | 599.00 | 601.00 | 311.00 | 515.00 | 400.00 | 314.00 | 183.00 |
| Net earnings applicable to common shareholders | 21,151.00 | 8,915.00 | 7,897.00 | 9,860.00 | 3,685.00 | 7,087.00 | 5,568.00 | 8,077.00 | 7,726.00 | 7,292.00 |
| Earnings per common share - Basic | 60.25 | 24.94 | 21.18 | 25.53 | 9.12 | 16.53 | 12.35 | 17.55 | 16.34 | 14.63 |
| Earnings per common share - Diluted | 59.45 | 24.74 | 21.03 | 25.27 | 9.01 | 16.29 | 12.14 | 17.07 | 15.46 | 14.13 |
| Average common shares outstanding - Basic | 350.50 | 356.40 | 371.60 | 385.40 | 401.60 | 427.40 | 448.90 | 458.90 | 471.30 | 496.20 |
| Average common shares outstanding - Diluted | 355.80 | 360.30 | 375.50 | 390.20 | 409.10 | 435.10 | 458.60 | 473.20 | 499.60 | 516.10 |