| Fiscal period | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 |
|---|
| Period End Date | 12/31/2018 | 12/31/2017 | 12/31/2016 | 12/31/2015 | 12/31/2014 | 12/31/2013 | 12/31/2012 | 12/31/2011 | 12/31/2010 | 12/31/2009 |
|---|
| Investment income of savings bank subsidiary | -- | -- | -- | -- | -- | 0.70 | 1.80 | 2.30 | 2.90 | 2.50 |
| Investment advisory fees | 4,850.60 | 4,295.80 | 3,735.00 | 3,687.30 | 3,464.50 | 3,022.60 | 2,592.00 | 2,349.00 | 2,026.80 | 1,546.10 |
| DISTRIBUTION & SERVICING FEES | -- | -- | -- | 151.50 | 143.60 | 117.20 | 96.10 | 74.60 | 43.20 | 31.00 |
| Administrative fees and other income | 522.00 | 559.10 | 549.80 | 361.80 | 374.00 | 343.70 | 332.60 | 321.20 | 294.30 | 287.80 |
| Total revenues | 5,372.60 | 4,854.90 | 4,284.80 | 4,200.60 | 3,982.10 | 3,484.20 | 3,022.50 | 2,747.10 | 2,367.20 | 1,867.40 |
| Depreciation and amortization of property and equipment | -- | -- | -- | 126.30 | 111.70 | 90.60 | 80.90 | 72.00 | 62.60 | 65.20 |
| Goodwill amortization | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Interest expense on savings bank deposits | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| DISTRIBUTION & SERVICING COSTS | 281.20 | 262.60 | 233.40 | 151.50 | 143.60 | 117.20 | 96.10 | 74.60 | 43.20 | 31.00 |
| International investment research fees | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Compensation and related costs | 1,808.60 | 1,664.90 | 1,494.00 | 1,443.60 | 1,329.60 | 1,156.90 | 1,047.60 | 969.80 | 860.40 | 773.40 |
| Occupancy and facility costs | 383.90 | 350.50 | 319.80 | 159.20 | 143.90 | 135.80 | 124.70 | 115.00 | 109.10 | 102.40 |
| General, administrative, and other | 296.00 | 279.70 | 218.10 | -- | -- | -- | -- | -- | -- | -- |
| Advertising and promotion | 99.60 | 92.40 | 80.20 | 79.70 | 76.00 | 87.00 | 88.50 | 90.80 | 86.90 | 73.20 |
| Other operating expenses | -- | -- | -- | (341.40) | (286.40) | (259.30) | (220.40) | (198.00) | (168.50) | 120.60 |
| Nonrecurring charge related to Dell appraisal rights matter | 15.20 | 50.00 | (66.20) | -- | -- | -- | -- | -- | -- | -- |
| Product-related costs | (157.10) | (146.00) | (139.70) | -- | -- | -- | -- | -- | -- | -- |
| Total Operating Expenses | 3,011.20 | 2,746.10 | 2,551.40 | 2,301.70 | 2,091.20 | 1,846.80 | 1,658.20 | 1,520.20 | 1,330.70 | -- |
| Net operating income | 2,361.40 | 2,108.80 | 1,733.40 | 1,898.90 | 1,890.90 | 1,637.40 | 1,364.30 | 1,226.90 | 1,036.50 | -- |
| Other investment income | 119.20 | 198.30 | 108.00 | 105.30 | 114.70 | 63.00 | 70.80 | 23.70 | 33.50 | (12.70) |
| Net investment income on consolidated sponsored investment portfolios | (92.90) | 193.90 | 121.10 | 1.50 | -- | -- | -- | -- | -- | -- |
| Other interest and credit facility expenses | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Other income (losses) | (3.10) | 4.10 | (2.00) | (3.30) | (2.50) | -- | -- | -- | -- | -- |
| Income before income taxes | 2,384.60 | 2,505.10 | 1,960.50 | 2,002.40 | 2,003.10 | 1,700.40 | 1,435.10 | 1,250.60 | 1,070.00 | 688.90 |
| Provision for income taxes | 615.90 | 923.90 | 706.50 | 779.40 | 773.50 | 652.70 | 551.50 | 477.40 | 397.80 | 255.30 |
| U.S. federal and foreign(Current income taxes) | 484.20 | 708.10 | 573.70 | 669.50 | 635.80 | 523.30 | 437.30 | 375.80 | 323.40 | 232.50 |
| State and local(Current income taxes) | 138.70 | 131.00 | 105.80 | 134.30 | 126.80 | 92.90 | 73.80 | 68.80 | 47.50 | 32.00 |
| Deferred income tax benefits | (35.50) | 71.70 | 13.50 | (43.30) | (5.40) | 15.80 | 9.10 | 2.90 | (23.20) | (35.70) |
| Foreign (Current income taxes) | 28.50 | 13.10 | 13.50 | 18.90 | 16.30 | 20.70 | 31.30 | 29.90 | 50.10 | 26.50 |
| Minority interests in consolidated subsidiaries | -- | -- | -- | -- | -- | -- | -- | -- | -- | -- |
| Net income | 1,768.70 | 1,581.20 | 1,254.00 | 1,223.00 | 1,229.60 | 1,047.70 | 883.60 | 773.20 | 672.20 | 433.60 |
| Less: net income attributable toredeemable non-controlling interests | (68.80) | 83.40 | 39.00 | 0.00 | -- | -- | -- | -- | -- | -- |
| Net income allocated to outstanding restricted stock and stock unit holders | 43.60 | 33.90 | 25.50 | 16.10 | 14.20 | 9.30 | 5.50 | 3.50 | 2.80 | 1.50 |
| Net income allocated to common stockholders | 1,793.90 | 1,463.90 | 1,189.50 | 1,206.90 | 1,215.40 | 1,038.40 | 878.10 | 769.70 | 669.40 | 432.10 |
| Net Earnings Per Share (Basic) | 7.41 | 6.07 | 4.85 | 4.74 | 4.68 | 4.02 | 3.47 | 3.01 | 2.60 | 1.69 |
| Net Earnings Per Share (Diluted) | 7.27 | 5.97 | 4.75 | 4.63 | 4.55 | 3.90 | 3.36 | 2.92 | 2.53 | 1.65 |
| Weighted Average Shares Outstanding (Basic) | 242.20 | 241.20 | 245.50 | 254.60 | 259.60 | 258.30 | 253.40 | 255.60 | 257.20 | 255.90 |
| Weighted Average Shares Outstanding (Diluted) | 246.90 | 245.10 | 250.30 | 260.90 | 267.40 | 266.30 | 261.00 | 263.30 | 265.10 | 262.30 |